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Short selling
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#	Item
771	IAC Ch 50, p.1 191—[removed]Dishonest or unethical practices in the securities business[removed]) Dishonest or unethical business practices by any person in the securities business, other Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:51:10 Financial markets Financial regulation Short selling Broker-dealer Fixed income market Short Repurchase agreement Security Underwriting Financial economics Finance Financial system
772	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:10 PM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2012-05-07 12:38:28 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business
773	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:04 AM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2013-07-18 11:04:39 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business
774	Tri-Party Repo Infrastructure Reform A White Paper Prepared by The Federal Reserve Bank of New York May 17, 2010 Add to Reading List Source URL: www.newyorkfed.org Language: English - Date: 2010-05-14 16:07:19 Financial markets Securities Short selling Structured finance Repurchase agreement Securities lending Collateral Primary Dealer Credit Facility Security Finance Financial economics Economics
775	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:27 PM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2013-01-23 13:12:28 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business
776	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:10 AM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2012-04-03 11:04:29 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business
777	Comment Letter on File No. SR-FINRA[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-09 14:12:39 United States securities law Financial markets Financial Industry Regulatory Authority Short selling Broker-dealer U.S. Securities and Exchange Commission Securities regulation in the United States Short Registered Investment Advisor Financial economics Business Finance
778	Amend Senate S6609, Assembly A9709, A BUDGET BILL, AN ACT to authorize funding for the Consolidated Local Street and Highway Improvement Program (CHIPS)………… Page Page 2, Add to Reading List Source URL: www.budget.ny.gov Language: English - Date: 2010-12-28 11:49:11 Financial regulation Short Business Financial economics United States federal banking legislation Short selling Financial markets Finance
779	Short Sell Ban The Impact of Recent Short Sell Regulation on the Marketplace September 23, 2008 Quantitative Execution Services Add to Reading List Source URL: qes.bmocm.com Language: English - Date: 2009-07-27 11:26:01 Financial markets Financial regulation Short selling Naked short selling Dot-com Short Bank of Montreal Hedge fund BMO Capital Markets Financial economics Finance Investment
780	UNITED STATES SECURITIES AND EXCHANGE COMMISSION FOCUS REPORT FORM Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2012-04-03 10:59:49 Business Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Financial markets Financial economics Finance

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